Depository Trust Company

Results: 317



#Item
71Securities / Depository Trust & Clearing Corporation / ACT / Clearing / Dodd–Frank Wall Street Reform and Consumer Protection Act / Futures contract / Financial economics / Financial system / Finance

Notice of No Objection to Advance Notice Filing to Eliminate the Offset of Its Obligations with Institutional Delivery Transactions that Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing

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Source URL: www.sec.gov

Language: English - Date: 2013-04-05 08:50:56
72Finance / Legal Entity Identification for Financial Contracts / Systemic risk / Liquefied natural gas / Natural gas / Floating liquefied natural gas / Dow Jones Industrial Average / Depository Trust & Clearing Corporation / Dow Chemical Company / Fuel gas / Financial economics / Financial system

Federal Register / Vol. 77, No[removed]Tuesday, September 4, [removed]Notices using reference data associated with identifying corporate or legal entities. 7. A workable plan for financing the non-profit, cost-recovery-base

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Source URL: www.gpo.gov

Language: English - Date: 2012-09-01 02:22:25
73Finance / Depository Trust & Clearing Corporation / Securities / Fee / Financial system / Financial economics / Central Securities Depositories

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]January 5, 2015 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rul

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Source URL: dtcc.com

Language: English - Date: 2015-01-06 11:06:16
74Funds / Financial services / Financial markets / Exchange-traded fund / Security / Mutual fund / Depository Trust & Clearing Corporation / Net asset value / Short / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]AlphaMark Advisors, LLC, et al.; Notice of Application January 28, 2015 Agency: Securities and Exchange Commission (the “Commissi

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Source URL: www.sec.gov

Language: English - Date: 2015-01-29 11:29:02
75Finance / Depository Trust & Clearing Corporation / Stock market / Settlement / Naked short selling / Securities / Financial economics / Financial system

Important Notice The Depository Trust Company B #: [removed]

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Source URL: dtcc.com

Language: English - Date: 2015-01-26 13:01:58
76Financial markets / Financial services / Clearing house / Derivative / Futures exchange / Depository Trust & Clearing Corporation / Investment Company Institute / Repurchase agreement / Markets in Financial Instruments Directive / Financial economics / Finance / Financial system

Microsoft Word - ICI ICI Global Letter on EMIR Technical Standards final.doc

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Source URL: www.iciglobal.org

Language: English
77Finance / Central Securities Depositories / United States securities law / Depository Trust & Clearing Corporation / Security / Settlement / Securities Exchange Act / Financial economics / Securities / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]December 10, 2014 Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change in Connection with th

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Source URL: www.dtcc.com

Language: English - Date: 2014-12-12 17:16:54
78Finance / Depository Trust & Clearing Corporation / Securities / Fee / Financial system / Financial economics / Central Securities Depositories

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]January 5, 2015 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rul

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Source URL: www.dtcc.com

Language: English - Date: 2015-01-06 11:06:16
79United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Depository Trust & Clearing Corporation / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial system / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]December 17, 2014 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed R

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Source URL: www.dtcc.com

Language: English - Date: 2014-12-24 15:42:16
80Finance / Depository Trust & Clearing Corporation / Securities / Fee / Financial system / Financial economics / Central Securities Depositories

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]January 5, 2015 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rul

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Source URL: www.sec.gov

Language: English - Date: 2015-01-05 14:59:40
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